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403(b) Retirement Plans - New Rules, New Responsibilities for Legal Aid Programs

Now Available On Line
Attend the program in one sitting.
Download the entire program powerpoint as a PDF document.

October 4, 2010

In 2009, significant regulatory changes took effect for 403(b) retirement plans. These complex and hefty new rules require tax-exempt 403(b) sponsors to fill the "vacuum of responsibility" - to maintain plan documents, monitor investment choices and plan assets, submit annual filings to the IRS, and comply with several other new regulatory requirements.  Plans that cover 100 or more participants are now also subject to independent audits, and all nonprofit employers must serve as primary fiduciaries for their 403(b) plans.  Are you in compliance? Are you doing everything you should?

Presented by:

Kerry Bandow has worked as an investment professional for nearly 19 years and has dedicated his entire career to supporting ERISA plan sponsors and advisors.  He joined The Standard in 2006 as Regional Pension Manager for the Pacific Northwest, responsible for distribution throughout the five states in the region.  Prior to joining The Standard, he was the Director of Sales for Dougherty Petroff Associates in Portland and spent nearly eight years with Columbia Management Group.  In the past he was Vice President and Regional Director responsible for sales and client services for many of the firm's largest relationships. In September 2006, he earned his Chartered Financial Analyst (CFA) designation, sponsored by the CFA Institute.

Kerry Bandow, CFA
Regional Pension Manager
The Standard
Pacific Northwest RP - Seattle
411 108th Ave NE, Ste 400
Bellevue, WA   98004
800. 229.3971

Sean Corry is President of Sprague Israel Giles, Inc., a fifty-two year old insurance and benefits consulting firm in Seattle WA.  Sean and his staff specialize in employee benefits for nonprofit organizations, including legal services.  For twenty years Sean has also served in consumer advocacy roles, working to successfully pass Washington state legislation requiring insurance parity for mental health services, as well as coverage for children with phenylketonuria (PKU), sickle cell disease and neurodevelopmental disabilities.

Sean P Corry
Sprague Israel Giles, Inc.
1501 Fourth Avenue  Suite 2000
  Seattle WA  98101-1637
 206.623.7035

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